Interactive Brokers LLC
PrimaryBroker profile
Interactive Brokers Review: Is It Legit and Regulated?
Interactive Brokers LLC
FindMyFX score
high risk5.0/10
Contact & regulation
- Official website
- interactivebrokers.com
- Address
- One Pickwick Plaza, Greenwich, CT 06830, United States
- Contact
- One Pickwick Plaza, Greenwich, CT 06830, United States
- Primary license
- NFA · Unverified
Missing values mean the information has not been verified or published yet—not that the broker does not provide it.
Quick verdict
Is Interactive Brokers legit and regulated?
FindMyFX has license records for Interactive Brokers, but none is currently presented as fully verified. Check each entity, jurisdiction, source, and verification date before depositing.
This is a source-limited research summary, not a safety guarantee or investment recommendation.
Broker-provided company information
US-headquartered electronic broker providing access to spot currencies and a broad range of exchange-traded and over-the-counter products.
Professional broker overview
FindMyFX editorial summary
Interactive Brokers LLC is a US electronic broker listed by NFA under ID 0258600 and by FINRA under CRD 36418 and SEC number 8-47257. Its official site offers spot currencies alongside stocks, options, futures, bonds and funds, with a commission-based spot-FX schedule and quotes sourced from multiple FX dealers. The group discloses regulated affiliates in Canada, the United Kingdom, Ireland, Australia, Hong Kong, India, Japan and Singapore; product availability differs by affiliate. In September 2023, the CFTC ordered Interactive Brokers Corporation and Interactive Brokers LLC to pay a USD 20 million penalty for recordkeeping and supervision failures involving unapproved communications.
Prepared from reviewed sources for informational purposes. This is not investment advice.
Editorial note: The available products, investor-compensation arrangements and currency-trading permissions vary by affiliate; for example, the official site states that spot currencies are not available through the Singapore entity. FindMyFX did not assess every country-specific account schedule.
- Operational status
- active
- Broker type
- unknown
- Execution model
- Spot-currency pricing is commission based, with the official pricing page stating no markup on quotes and liquidity from multiple FX dealers.
- Support hours
- Not verified
Documented advantages
- NFA and FINRA provide open regulator records for Interactive Brokers LLC.
- The official spot-currency page publishes a commission schedule and states that quotes are not marked up.
Documented limitations
- Official spot-currency order-size tables show minimum orders such as USD 25,000 or EUR 20,000, which may be unsuitable for small transactions.
- A 2023 CFTC order imposed a USD 20 million penalty for recordkeeping and supervision failures.
Published profile coverage
8 of 8 core information groups currently contain published data. This measures data availability, not broker quality or safety.
Company structure
Legal entities
Registered companies associated with this broker profile.
Interactive Brokers (U.K.) Limited
20 Fenchurch Street, Floor 12, London EC3M 3BY, United Kingdom
Interactive Brokers Australia Pty. Ltd.
Level 11, 175 Pitt Street, Sydney, New South Wales 2000, Australia
Interactive Brokers Canada Inc.
1800 McGill College Avenue, Suite 2106, Montreal, Quebec H3A 3J6, Canada
Interactive Brokers Hong Kong Limited
Suite 1512, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong SAR
Interactive Brokers India Pvt. Ltd.
502/A, Times Square, Andheri Kurla Road, Andheri East, Mumbai 400059, India
Interactive Brokers Ireland Limited
North Dock One, 91/92 North Wall Quay, Dublin 1 D01 H7V7, Ireland
Interactive Brokers Securities Japan Inc.
Kasumigaseki Building 25F, 2-5 Kasumigaseki 3-chome, Chiyoda-ku, Tokyo 100-6025, Japan
Interactive Brokers Singapore Pte. Ltd.
1 Harbourfront Place #12-01/03, Harbourfront Tower 1, Singapore 098633
Markets and instruments
Bonds
unverified
Funds
unverified
Futures
unverified
Options
unverified
Spot currencies
unverified
Stocks
unverified
Additional broker contacts
NFA-listed business phone
+1 203-618-5700
Client support
https://www.interactivebrokers.com/en/support/customer-service.php
Research sources
Licenses and regulators
NFA
0258600
Last verified: Not shown
FINRA
CRD 36418 / SEC 8-47257
Last verified: Not shown
FCA
208159
Last verified: Not shown
CBI
C423427
Last verified: Not shown
ASIC
453554
Last verified: Not shown
SFC
No license number
Last verified: Not shown
SEBI
INZ000217730
Last verified: Not shown
KLFB
187
Last verified: Not shown
MAS
CMS100917
Last verified: Not shown
Risk flags
CFTC recordkeeping and supervision order
high · draftOn 29 September 2023, the CFTC ordered Interactive Brokers Corporation and Interactive Brokers LLC to pay a USD 20 million civil monetary penalty for failures to preserve required communications and diligently supervise CFTC-regulated businesses.
NFA forex supervision and price-adjustment settlement
medium · draftAn NFA decision dated 14 April 2022 accepted a settlement offer from Interactive Brokers LLC and imposed a USD 250,000 monetary sanction in a matter involving forex-dealer supervision and price-adjustment rules.
Score components
Regulation and licenses
7.5/10 · 35%Open NFA and FINRA records verify the US entity, and the official footer maps major international affiliates.
Security and track record
2.5/10 · 20%Authoritative enforcement records provide substantial evidence but include material CFTC and NFA sanctions, so the initial score is conservative.
Trading conditions
7.5/10 · 15%Official pages disclose spot-currency products, order-size limits, platforms and a detailed commission model, although jurisdiction-specific leverage is not consolidated.
Company transparency
7.5/10 · 10%Regulator records and the official affiliate disclosure provide extensive entity, registration, address and licence information.
Service quality
0.0/10 · 10%No verified service-quality dataset was reviewed.
Verified user reviews
0.0/10 · 10%No verified user-review data was available from the inspected official and regulatory sources.
Profile update history
Broker profile was published.
2026-07-18
Related regulated broker profiles
These profiles share at least one recorded regulator. This is not a recommendation or equivalence claim.