R.J. O'Brien & Associates, LLC
Primary
US
Registration not shown
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1 entity
unverified
unverified
Broker profile
R.
R.J. O'Brien Review: Is It Legit and Regulated?
R.J. O'Brien & Associates, LLC
US
Operating period unverified
AKA RJO
FindMyFX score
critical risk3.9/10
0
Score out of 10
10
Independent assessment
Updated 2026-07-23
Contact & regulation
- Official website
- rjobrien.com
- Address
- 222 South Riverside Plaza, Suite 1200, Chicago, IL 60606, United States
- Contact
- 222 South Riverside Plaza, Suite 1200, Chicago, IL 60606, United States
- Primary license
- CFTC · Unverified
Missing values mean the information has not been verified or published yet—not that the broker does not provide it.
Quick verdict
Is R.J. O'Brien legit and regulated?
FindMyFX has license records for R.J. O'Brien, but none is currently presented as fully verified. Check each entity, jurisdiction, source, and verification date before depositing.
This is a source-limited research summary, not a safety guarantee or investment recommendation.
Broker-provided profile information is reviewed before publication. Paid profile features never affect FindMyFX scores, license verification, risk flags, reviews, complaints, or editorial decisions.
Broker-provided company information
R.J. O'Brien & Associates, LLC is a United States futures commission merchant providing execution and clearing for futures, options, swaps and forwards. Its official disclosure also describes a clearing-agent role for certain foreign-exchange transactions.
Professional broker overview
FindMyFX editorial summary
R.J. O'Brien & Associates, LLC operates as a futures commission merchant from Chicago. Its March 2025 disclosure booklet covers execution and clearing for futures, options on futures, swaps, forwards and certain foreign-exchange transactions. FX and clearing fees are described as negotiated, so no standardized retail spread, leverage or minimum-deposit figure could be entered.
Prepared from reviewed sources for informational purposes. This is not investment advice.
Editorial note: This record reflects an institutional and futures-clearing model rather than a conventional retail spot-forex account; direct CFTC and NFA register entries were not independently retrieved.
- Operational status
- active
- Broker type
- unknown
- Execution model
- Futures commission merchant offering execution and clearing; for certain foreign-exchange transactions it may act as clearing agent under client agreements.
- Support hours
- Not verified
Support languages: English
Documented advantages
- Provides execution and clearing for futures and certain foreign-exchange transactions.
Documented limitations
- Foreign-exchange fees are agreement-specific and not publicly standardized.
88%coverage
Published profile coverage
7 of 8 core information groups currently contain published data. This measures data availability, not broker quality or safety.
Company structure
Legal entities
Registered companies associated with this broker profile.
Markets and instruments
foreign exchange transactions
unverified
Forwards
unverified
Futures
unverified
Options on futures
unverified
Swaps
unverified
Additional broker contacts
Client services
Research sources
Licenses and regulators
CFTC
No license number
Last verified: Not shown
Type: Futures commission merchant
Client class: Not shown
Compensation: Not shown
Segregated funds: Unknown
Negative balance protection: Unknown
Score components
Regulation and licenses
5.0/10 · 35%The official disclosure identifies a futures commission merchant role, but direct regulator records were not retrieved.
Security and track record
5.0/10 · 20%A current official disclosure booklet was found; a complete independent enforcement-history review was not performed.
Trading conditions
2.5/10 · 15%Product and execution roles are described, but fees are negotiated and retail forex metrics are not published.
Company transparency
5.0/10 · 10%Legal name, address, contacts and conflicts disclosures are published.
Service quality
2.5/10 · 10%Client-service contact information exists, but no verified service-quality dataset was found.
Verified user reviews
0.0/10 · 10%No verified user-review dataset was found in the inspected official sources.
Profile update history
Broker profile was published.
2026-07-23
Related regulated broker profiles
These profiles share at least one recorded regulator. This is not a recommendation or equivalence claim.